CDF GUIDELINES FOR SPECIES SURVEYS, AVOIDANCE OF SIGNIFICANT IMPACTS AND IDENTIFIED MITIGATIONS


The Department has long recognized the need to evaluate the potential for THPs, Nonindustrial Timber Management Plans (NTMPs), or PTHPs (plans) to have a significant impact on any species and, where the impact may be significant, implement appropriate survey and mitigation measures. Further, CDF has, in the past, requested information or surveys prior to plan approval for listed species or unlisted species where potential significant impacts have been identified in the plan review process. These actions are based on code sections 14 CCR 895.1, 1034 (w), 919.4[ 939.4, 959.4], 15380, and Fish and Game Code Sections 3503.5, 3511, 4700, and 5050.

CDF believes that these procedures need to be more clearly included in the plan review process in order to comply with all the applicable laws, including California Environmental Quality Act (CEQA). Failure to provide complete and accurate information about all species on which a significant impact may occur only slows down the plan review process since such information must be included and considered before a plan can be approved.

CDF has provided the following information to assist the RPF in meeting the various legal requirements, and in particular sections 14 CCF 1034(w) and 919.4 [939.4, 959.4]. While each circumstance confronting the RPF will dictate the precise procedures to use, the process we recommend begins with scoping, followed by surveys and mitigation development, if needed. The RPF should also remember that an assessment area which extends well beyond the plan boundaries may be needed for certain species.

Scoping

1. The scoping process would normally begin with the identification of species (plants, invertebrates, fish, and wildlife) and habitats (e.g. wetlands, vernal pools, serpentine outcrops) that may be impacted by the project. Sources for identification of these species could include, but are not limited to, state and federal resource agency lists, Department of Fish & Game Natural Diversity Database (NDDB a.k.a. RAREFIND), California Wildlife Habitat Relationship System (CWHR), California Native Plant Society (CNPS) Inventory, agency contacts, environmental documents for other projects in the vicinity, academics, and professional or scientific organizations. (For more information regarding appropriate sources for the identification of species of management concern refer to the September 6, 1995, mass mailing). For landowners with SYPs, the RPF should remember that the document needs to provide guidance on each species, where necessary, within a particular project’s assessment area. In regards to habitat issues, the RPF would normally identify their characteristics, describe their presence in the direct and cumulative assessment area, and where potentially impacted, a description of the impact, measures to minimize the impacts, and an analysis of the significance.

The RPF may, at this point, only proceed with those species on which this identification phase indicates there could be a significant impact.

2. For each individual species that might be significantly effected:

a. A succinct, yet informative discussion of the species’ relevant habitat and life history needs, including risks, limiting factors, and current status (e.g. Federal Endangered Species Act (ESA), State ESA, Board Sensitive, California Species of Special Concern, etc.). This indicates to reviewing agencies, general public, and courts the RPF's familiarity with the species. This also provides vital information for impact analysis to both the RPF preparing the project and the reviewers.

b. A discussion regarding the availability, quality, and quantity of suitable habitat both within the project and assessment area. If habitat for the particular species is not present within the project and/or assessment area, it should be so stated as well as the justification for the statement.

c. If suitable habitat is present, a discussion regarding the actual or potential presence of the species within both the project and assessment area. For the assessment area this should be detailed enough to allow the reviewing agencies and public to understand and evaluate potential impacts. For species within or immediately adjacent to the project area, detailed information (e.g., a map, UTM coordinates, or description) on its location(s) should be provided as appropriate. The term “immediately adjacent” varies with species and mechanism of impact. The determination of “immediately adjacent” should be based on the proposed action’s potential to result in a direct impact to a species.

Surveys

A discussion of the efforts made to determine the presence or absence of the species within and immediately adjacent to the project area when there is suitable habitat. This includes a discussion of the methods, survey dates, duration, weather conditions, and personnel involved in the effort. Alternately, the RPF should be prepared to discuss why no effort was expended to confirm species presence.

Surveys can be utilized in the THP process in one of two ways:

a. Surveys are conducted and the results of the survey work included in the plan
prior to public review; or

b. The plan identifies habitat and excludes it from timber operations, or the RPF
identifies specific mitigation measures in the plan prior to public review in the event the species is found in subsequent surveys. Major amendments to the plan could also be made based on the survey results. For NTMPs, subsequent species surveys and reporting requirements may also be required prior to the conduct of any future operations.


Mitigation Development

The RPF should keep the following concepts in mind when developing mitigations:

a. An analysis of the hazards posed by the proposed action to result in either a
direct, indirect, or cumulative significant adverse effect on the species. If the RPF concludes “no significant adverse effect,” then it is appropriate to have a justification for the assessment .

b. If it is determined that the proposed action will result, or potentially result, in a significant adverse effect, then a discussion or reference to the mitigation
measures proposed to substantially lessen or avoid these impacts should be included.

c. Where mitigation measures are proposed to avoid significant adverse effects, the RPF should identify monitoring proposals for the measure.


Northern Spotted Owl Consultations

The Department of Fish and Game (DFG) has notified CDF that it will no longer conduct consultations for Northern Spotted Owls (NSO) on THPs and NTMPs as of
June 30, 1999. At the request of CDF, the U.S. Fish and Wildlife Service (USFWS) will begin processing NSO consultations on July 1, 1999. The DFG and USFWS desire the transition to occur without noticeable disruption. Therefore, much of the current procedure for processing consultations will remain unchanged. As a response to workload, submittals from private consulting biologists (PCB) will receive priority, but all requests will be processed provided the consultation packet contains the same information and level of detail as under the current program.

Until directed otherwise by the USFWS, PCBs and RPFs should continue to receive consultation request numbers and process their NSO database inquiries through the Santa Rosa, Fortuna, and Redding CDF offices. These requests will be forwarded to the Arcata office of the USFWS and held in suspense pending submittal of their consultation packet. The consultation package must include language with protection measures that are enforceable under the THP.

The USFWS will process your consultation packet similar to DFG’s procedure and provide you a letter of technical assistance for inclusion with the THP or NTMP. To our knowledge, the USFWS will process presurvey consultations (Option C) according to workload. Contact the USFWS prior to submittal.

With the departure of DFG from the process, landowners and RPFs in the Counties of Mendocino, Sonoma, Lake, Napa, and Glenn are encouraged to hire and utilize PCBs for their NSO consultations.

For further details on the process, contact Mr. Ken Hoffman of the USFWS, 1125 16th Street, Room 209, Arcata, CA 95521, (707) 822-7201.

ANDREA E. TUTTLE, DIRECTOR
July 2, 1999


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